Michael and Gwendolyn Slack v. Joseph J. Coffey and Merrill Lynch, NYSE 2003-014692. Action for breach of fiduciary duty and negligent supervision. Settled in favor of the Slacks in January, 2005, in an amount required to be kept confidential. The terms of the agreement can be reviewed by examining the Joseph J. Coffey CRD which appears on the websites of the NASD and the Pennsylvania Securities Commission.
First Capital Engineering v. Cape Horn Builders, Inc.; York County Court of Common Pleas; 2004-SU-02312-Y01; action to recover payment for professional engineering services. Jury verdict of $65,000.00 for services, carrying charges, and counsel fees, representing a 100% recovery. Reduced by $16,000.00 on mitigation issues. Verdict rendered on February 9, 2007. $415,000.00 counterclaim dismissed.